The Natya Shastra is an ancient Indian treatise on the performing arts,
encompassing theatre, dance and music. It was written during the period between
200 BCE and 200 CE in classical India and is traditionally attributed to the
Sage Bharata.
The earliest
work of Indian aesthetics is Bharata’s “Natya Shastra.” It consists of a few instructions to the
actors about present plays. In course of
discussion, Bharatha remarks that the aim of presenting a play is to evoke Rasa.
Rasa is generally regarded as the cornerstone of Indian aesthetics,
and according to Bharata, is the product of the combination of the Vibhavas,
Anubhavas, and Vyabhicharibhavas. It
talks of artistically influencing the perspective of the audience by a
performer/artist.
Vibhava, anubhava and
vyabhichari bhava in combination with one another evokes / arouses / infuses
the supreme delight which we call rasa or the aesthetic experience in the
spectator.
Bharata's Natya Shastra
mentions the 'Rasa Sutra' that forms the foundation of Indian Dramaturgy; a one
line statement on the elements of arousing the aesthetic experience in the
audience. One of the shortest, yet, the most convincing and complete
formulation for evoking an emotional response in the spectator.
Bharata devotes the sixth
chapter of his classical work Natya Shastra, to an in depth analysis of the
concept of Rasa. It is in this chapter that we find the famous 'Rasa Sutra.'
The awareness of the emotions has to be elicited in the minds of the spectator
for them to relish it. The Rasa Sutra summarizes the factors in art
construction that leads to relishing of the Rasa.
.
The word Rasa is derived from
the root 'rasah' meaning sap or juice, taste, flavour, relish. The extract of a
fruit is referred to as 'rasa,' which itself is the essence of it, the ultimate
flavour of it. Bharata succinctly encapsulates the theory of Rasa in his most
famous formula-like Rasa sutra thus:
Vibhava-anubhava-vyabhichari-samyogad rasa nispattih
Ø Vibhavas (വിഭാവ)
are the objective conditions producing an emotion.
·
Alambana
vibhava – the characters with respect to whom the emotion is aroused.
o Asraya
o Vishaya
·
Uddipana (ഉദ്ദിപന)
vibhava – the circumstances that inspire the emotion.
Ø Anubhavas (അനുഭാവ) are the psycho-physical manifestation which a
particular emotion makes upon characters.
Vyabhichari bhavas – (sanchari
(സഞ്ചാരി) bhavas) are the
various fleeting or temporary emotions which lie upon the dormant emotion.
Vibhava literally means the determinant, the cause or the 'karana.'
Alambana Vibhava refers to the main
stimulating cause whereas Uddipana Vibhava refers to excitants that support the
main stimulating factors in evoking an emotion.
Anubhava refers to the impact or
the consequents of a determinant. This is the physical or the outward
manifestation. The function of anubhava is to apprehend the emotion or the
prevailing permanent psychological state i.e. Sthayi (സ്ഥായി) bhava.
Vyabhichari Bhava are
transitory emotions and are also known as Sanchari Bhava. These transitory
states help the permanent psychological states to mature into Rasa or the
aesthetic delight in the spectator.
Thus, vibhava and anubhava
have a cause and effect relationship. Vyabhichari or the transitory states of
mind is again an impact due to some specific cause. The difference between anubhava and vyabhichari bhava is that the former is a physical reaction whereas
the latter is a mental reaction or a psychological state.
A step further comes the
result i.e. the awareness of the emotion in the minds of the spectator which
Bharata calls Rasa Nispattih.
Even if we have all these
factors of art construction in place, still we may be short of making the
audience delighted. How we use these elements in art creation is the deciding
factor for the success of a piece of artwork. Firstly, the artiste while using
his / her imaginative or creative prowess to bring certain emotions into
existence in the spectator has to follow the laws of causation in order to make
the work of art realistic and convincing. Secondly, the artiste has to maintain
the right proportion and harmonious expression of these construction factors
for stirring emotion that will lead to aesthetic delight.
Bharata classifies the Rasa
under eight categories (ashtarasa) and gives the corresponding Bhava which
gives rise to the rasa. These are known as Sthayi Bhava or pervading stable
emotion. They are rati(love), hasa(mirth), shoka(grief), krodha(anger),
utsaha(heroism), bhaya(fear), jugupsa(disgust), and vismaya(wonder). The corresponding
eight Rasa are sringara(amorous), hasya(humorous), karuna(pathetic),
raudra(furious), vira(valorous), bhayanaka(horrific), bibhatsa(repugnant), and
adbhuta(wondrous).
There are three types of
Bhava, namely, Sthayi (eight types), Vyabhichari (thirty three), and Satvika
(eight), totaling to forty-nine. The Satvika bhava are the physical
manifestation of intense emotion. They are sthamba(petrification),
sveda(perspiration), romancha(horripilation), svarabheda(voice change),
vepathu(trembling), vaivarnya(facial colour change), asru(weeping), and
pralaya(fainting). It is an amazing analysis of human emotions put in a
nutshell !
Vibhava is the cause (karana),
the main stimulating cause being termed as alambana vibhava (the determinant),
and, the environmental factors that are additional causes termed as uddipana
vibhava (excitant). Anubhava is the consequent physical reaction through
action, word and facial expression that follows (anu), as the impact of the
vibhava. The thirty-three vyabhichari bhava (also referred to as sanchari bhava
in some editions), are transitory, fleeting emotions based on psychological
states of the mind. Several such emotions follow one after the other, one
replacing the other, strengthening the sthayi bhava at each stage, till finally
the sthayibhava is established and there is 'Rasanubhava'. "Just as in
music a procession of notes in certain combinations reveals a characteristic
melodic whole or raga, similarly it seems that the representation of bhavas
reveals rasa as an aesthetic whole.
Abhinava
Gupta, the 11th century aesthetician wrote an interpretation to
Bharata’s natya shastra. The discussion
was based on two words Samyoga (conjunction)
and rasa-nispatti (manifestation of
rasa). Rasa is based on the psychological
theory that our personality is constituted of a few primary emotions which lie
deep in the subconscious or unconscious level of our being. These primary emotions are the amorous, the
ludicrous, the pathetic, the heroic, the passionate, the fearful, the nauseating,
and the wondrous.
Other aesthetic psychologists
have in later times added to them the peaceful/intellectual, the
devotional/filial. These emotions are
there in all, and so these are called the dominant emotions or sthayi bhavas.
Each emotion in its
manifestation shows a composition of diverse sentiments which produce the
appearance of a permanent flame. The
flames of diverse sentiments give expression to the permanent emotion. No emotion is called Rasa unless it is
aesthetically excited. Rasa is an
emotion excited by artistic circumstance.
In Sadharanikarana, the commentary of Abhinava Gupta on Rasa Theory, he points out that in the
actual aesthetic experience, the mind of the spectator is liberated from the
obstacles caused by the ego. Thus
transported from the realm of the personal and egoistic to that of the general
and universal, we are capable of experiencing Nirvana or blissfulness. In the aesthetic process, we are transported
to a trans-personal level. This is a
process of de-individualization or universalization. The Indian Aestheticians consider this
process as Sadharanikarana. Here one may
draw a parallel with catharsis, as
described by Aristole.
Samkuka explains the
enlightenment of aesthetic emotion through Bhavakatva
and Bhojakatva. A proper aesthetic creation generates in us a
new spiritual enlightenment which gives us enjoyment.
Bhavakatva is the power of universalization (sadharanikaran) by
virtue of which vibhavas, sthayi bhavas, etc. lose their individuality in
people who are endowed with imaginations.
Bhojakatva is the quality that is responsible for the enjoyment of
this generalized sthayi bhava by the spectator
In Kavya Kautuka, the work of Bhatta Tauta on Rasa, says that a dramatic presentation is not a mere physical occurrence. In witnessing a play, we forget the actual
perceptual experience of the individuals on the stage. The protagonist stands midway between the pure
‘actuality’ and the pure ‘ideality.’
This, together with all the scenic association and music produces an
experience which vibrates with exhilaration.
The past impressions, memories, associations, etc. becomes connected
with the present experience. As a
result, a new experience is created and this provides new types of pleasures
and pains. This is technically known as
rasasvadana, camatkara, and carvana.
Universalization of poetic art
(alaukika/camatcara) – On the stage, the actor who plays the role of Rama
appears to the audience the Rama of Valmiki’s poetic imagination. In this state, the previous experience
existing in the mind of the audience as impressions work up independently in
association with the suggestion of dramatic performance. These roused impressions produce new joys and
new pains. This is called
universalization of poetic art.
Universalization of poetic art
is of two kinds. First, the aesthetic
composition presents before our minds an aesthetic situation and an emotion,
free from its local character. Secondly,
the expression of this artistic enlightenment has a universal character in its
manifestation in different minds. In the
next stage this presented whole, becomes mingled with various types of
subconscious and unconscious feelings which are lying dormant in the minds of
various people. It is therefore called
transcendental, i.e. alaukika or camatkara.
The work camatakara is used in
different senses;
1.
To denote the special aesthetic attitude of the
mind produced by the co-mingling of the universal artisitic situation and the
stirred up emotion-motive complexes.
2.
To denote the aesthetic pleasure arising out of
it.
3.
To denote the bodily manifestation of such an
enjoyment.
4.
To denote the special mental function by which the
whole thing is enjoyed.
Dhvani – Anandvardhana (in Dhvanyaloka) extends the scope of rasa
to poetry by combining rasa with his Dhvani
theory. Dhvani and rasa are not
conflicting concepts. While dhvani is
the technique of expression, rasa stands for the ultimate effect of poetry.
Anandavardhana (820–890) was
the author of Dhvanyaloka, a work articulating the philosophy of
"aesthetic suggestion". The philosopher Abhinavagupta wrote an
important commentary on it.
Anandavardhana is credited
with creating the dhvani theory. He wrote of dhvani (meaning sound, or
resonance) in regard to the "soul of poetry. "When the poet
writes," said Anandavardhana, "he creates a resonant field of
emotions." To understand the poetry, the reader or hearer must be on the
same "wavelength." The method requires sensitivity on the parts of
the writer and the reader.
The literal meaning of Dhvani
is 'reverberation' or 'suggestion'. This is an aesthetic concept that occupies
an important place in Indian poetic theory, hence in Sanskrit theatre.
Anandavardhana in ninth century was the first exponent of the Dhvani school of
literary criticism, further elaborated by Abhinavagupta in 950-1025, whose
Locana or 'Eye' is a commentary on Anandavardhana's Dhvanyaloka or 'Light on
Dhvani'.
According to Dhvani theory,
the content of a good poem may be divided in two parts. One is directly
expressed through the power of denotation of the words, and may include the
meaning hinted at by their power of connotation or lakshana. The other, taken
to be the soul of poetry, is the unexpressed or suggested meaning i.e. vyangya,
i.e. 'revealed', or dhvani, sometimes linked with the denotative and
connotative meanings of the words.
Tradition delineates three
types of dhvani. When the expressive words offer their direct meaning and, in
turn, suggest some other, charming, matter (vastu) or idea, it is called
vastudhvani. For instance, 'the sun has set' may mean to a peasant that it is
time to stop tilling the field, whereas for a housewife it may suggest, 'It is
time to cook the food.' When in addition to the expressed meaning, some
striking and embellished meaning is suggested, it becomes alamkara (ornamental) dhvani, understood as different from the
expressed figure of speech. And when a poet, by carefully choosing his words,
makes them convey far more than their bare meanings and so induces a whole
series of emotions it creates rasadidhvani.
The theory of Dhvani in the
field of rhetorics and asthetics being put forward by Ānandavardhana through
his monumental work Dhvanyāloka, is a
contribution of Sanskrit to the universal poetic asthetic studies. The theme of
Indian interpretation of asthetics inherited through the Nāṭyaśāstra of Bharata till many
authentic works got established in different centuries by different authors.
Ānandavardhana is one of such authors who wanted to establish the theory of
asthetics called the rasa theory by following the unchallenged Bharata
definition of: vibhāvānubhāvavybhicārisamyogād rasaniṣpattiḥ
to analyze the works of Valmīki and Vyāsa etc.
Ānandavardhana says:
dhvaneḥ svarūpaṃ sakalasatkavikāvyopaniṣadbhūtam
atiramaṇīyam aṇīyasībhirapi
cirantanakāvyalakṣaṇavidhāyināṃ
buddhibhir anunmīlitapūrvam,
atha ca rāmāyaṇamahābhārataprabhṛtini
lakṣye sarvatra prasiddhavyavahāraṃ
lakṣayatāṃ sahṛdayānām
ānando manasi labhatāṃ pratiṣṭhāmiti
prakāśyate.
(For the nature of this dhvani
which is the secret of all good poets' poetry, which despite its extraordinary
beauty has not been opened to view by the subtle minds of the ancient makers of
definition of the poetry, which moreover, is clearly seen to be at work in such
great poems as the Rāmāyaṇa
and the Mahābhārata will here be revealed so that the bliss in the heart of
sensitive readers on their noticing it in the object of their attention, amy
take firm hold in their hearts.).